Broker Check
Stephen Kapp

Stephen Kapp

Supervisory Principal

Steve began in the financial service industry in 2012 with Janney Montgomery Scott, where he worked as a Tax Reporting Associate.  After several years, he took a position as a Trading and Operations Associate with Boenning & Scattergood where he oversaw daily trading and operations while working closely with the equity, fixed income, and options departments.  Prior to joining Nexus Financial, he was a Senior Suitability Associate at Lockwood Advisors, where he reviewed and approved suitability applications on their managed accounts platform.  In Steve’s current role as Supervisory Principal with Nexus, he oversees trading and operations, along with compliance oversight for our affiliate advisors.  Steve graduated from Cabrini University with a bachelor’s degree in Business Administration/Finance, with minors in accounting and human resources. He currently holds FINRA Series 7, Series 63 and Series 24 licenses.

Steve is an avid fan of lacrosse and played competitively throughout high school and college.  He currently also referees youth lacrosse leagues to stay active in the sport. Steve resides in Oreland, PA with his wife and 2 daughters.